DMS-Banking Investment Associates

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All personal information will be handled confidentially to guarantee your privacy.

Our Pledge to You

The trust of our clients is our most precious asset. Protecting your privacy and safeguarding your personal and financial information is one of our highest priorities. The following Privacy - Statement explains how DMS - Banking collects and protects your information. If you have any questions that this statement does not address, please contact DMS - Banking via e-mail at [email protected].

By opening an account with DMS - Banking you give your consent to the collection and use of personal information by DMS - Banking as explained in this statement.

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Why do we gather information?

There are several very important purposes. All of them relate to providing you the optimum investment experience. We collect information required to open an account, to transact business effectively and to safeguard your assets or your privacy. But we also continually strive to improve our services and provide you opportunities to use additional products and services you may find of interest. To do this, we gather information to help us assess your needs and preferences. This includes conducting surveys that ask you to provide demographic information and other means to aid us in anticipating your needs and satisfying your requests.

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What steps do we take to protect our clients' personal information?

We have made a significant investment in leading-edge security systems and procedures to offer you a safe and secure banking environment and protect your personal and financial information. While no secure system is absolutely impenetrable, we consistently reviewing, refining and upgrading our security technology, as new tools become available.

When you open an account with us, you are issued a unique account number and a personal identification number ( PIN) to access and secure your account and account information. Only a limited number of DMS - Banking employees who have a need to know this information will have access to both, your account number and PIN. We strongly recommend that you do not disclose this information.

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Do we share information collected with any other parties?

The cornerstone of our Privacy Statement is the commitment to keep our clients' personal information confidential. DMS - Banking does not sell, license, or otherwise disclose your personal information to any third party for any reason, except as described below.

  * To help us improve our services to you, we may engage another business to help us to carry out certain internal functions such as accounting processing, fulfillment, client service, client satisfaction surveys or other data collection activities relevant to our business. We may also provide a party with client information from our database to help us to analyze and identify client needs and notify clients of product and service offerings. Use of the information shared is strictly limited to the performance of the task we request and for no other purpose.

All third parties with which we share personal information are required to protect personal information in a manner similar to the way we protect personal information. Examples of information shared are identifying information such as name, mailing address, e-mail address, telephone number, and information on account activity.

If at any time you choose to purchase a product or service by another company, any personal information you share with that company will no longer be controlled under our Privacy Statement.

DMS - Banking also reserves the right to disclose your personal information where required by law to regulatory, law enforcement or other government authorities. We may also disclose your information when necessary to protect our rights or property.

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E-mail to: [email protected] 
Copyright © 2003 DMS-Banking Investment Associates